THE KEYS TO SUCCESS

Research

Relationships

Results

Serving High Net Worth Private Clients and Institutional Platforms

PUTTING YOUR PORTFOLIO FIRST

Princeton Capital Management delivers portfolio solutions that help give our clients peace of mind.

Research

“Research is the key to success in actively managing a client’s portfolio. Our forward-thinking investment approach anticipates innovation, disruption and change.”

–Al Berkeley, Chairman

  • Intellectual capital is our strength
  • Senior portfolio management team averages 30+ years of experience
  • Risk management is a top priority
  • Conduct in-depth research on capital markets and individual securities

Relationships

“Our clients’ interests always come first, and we listen carefully to understand your unique circumstances.”

–Joe Cajigal, CEO

  • Build an enduring relationship with a trusted advisor who provides you with peace of mind

  • Customized portfolio construction to meet specific needs

  • “Family office”-type personalized service quality

  • Timely and informative updates 

  • Firm legacy of client retention

Results

“How our client defines success is our benchmark. While absolute performance metrics are important, the client experience and delivering successful outcomes really matters the most.”

–Hugh Fitzpatrick, President

  • Track record of past success
  • Designed to deliver high risk-adjusted returns
  • Client interests always come first
  • A highly-satisfied clientele drives our referral growth

“Wisdom never goes out of style.”

– James Fitzpatrick, Founder (1923 – 2016)

Why Choose Princeton Capital

Customized comprehensive portfolio management

Proprietary research
and analysis

Tax
efficiency

Outcomes: have the money you need – when you need it

An experienced
team of portfolio
managers

Access to
your advisor

A fiduciary commitment to act in your best interests

Culture
of integrity

PUTTING YOUR PORTFOLIO FIRST

Princeton Capital Management conducts in-depth research on capital markets and individual securities to build a portfolio that meets each client’s specific goals.

Experienced Investment Team

  • 7-person investment team – averaging  30+ years of experience
  • A separate account equity portfolio manager
  • Veteran portfolio managers and analysts with deep industry experience
  • Insight gained from experience, skill, and focus
  • Clear and consistent investment philosophy
  • Clearly defined decision-making process
  • Transparent
  • Complete access to portfolio managers
  • Invested in the strategies we manage

Core Strengths

  • Independent, SEC-registered investment boutique firm with origins in 1988
  • A partnership culture, employee-owned
  • Demonstrated value add
  • Thematic and fundamental investment approach
FIRM PROFILE

Time-Tested Investment Strategies

“Risk is inversely related to diligence,
knowledge, and understanding.”

– James Fitzpatrick, Founder (1923 – 2016)

What Makes
Princeton Capital
Different and Better

Forward Looking
Focus on change reflected in our view of tomorrow

“Smart” Targets
Dynamic growth companies that are innovative, disruptive or scientifically advanced

Risk Managed
Optimal portfolio diversification benefit

Organizational Stability
Investment team has worked closely with one
another for decades

HNW Private Client Investment Strategies

PROTECTION, INCOME AND DIVERSIFICATION FOR YOUR PORTFOLIO

Portfolio construction designed to meet each  client’s specific goals

Portfolio adjusts to changing market, fiscal and geo-political conditions or your circumstances

Institutional Platform

Core Equity

Objective
Enhanced risk-adjusted rates of return

Outperformance vs. market benchmark over a market cycle

Investor profile
Wealth preservation focused, conservative equity investment strategy

Universe
Liquid US equities:

Emphasis on large-to-mid cap companies with limited enterprise risk

A blend of growth and dividend paying equities

Cash and equivalents employed for tactical purposes

Critical stock selection factor
Conservative valuation relative to perceived opportunity

FACT SHEET PDF

Growth Equity

Objective
Superior, long-term returns by investing in primarily US companies with significant prospects for growth

Investor profile
An unconstrained, all-cap strategy that seeks superior long-term returns with less concern for short-term volatility

Universe
US equities:

Innovative companies that are both well managed and well positioned to leverage secular demand trends

Established companies as well as fast growing, young and dynamic businesses

Broad definition of growth: revenue, cash flow and/or earnings

No market capitalization or industry bias

Critical stock selection factor
Sustainability of growth attributes

FACT SHEET PDF

Sector Select

Objective
Above average capital appreciation through a concentrated portfolio of US equities focused on the faster growing sectors of the economy

Investor profile
A strategy that seeks returns that are less volatile than the market, with the opportunity for excess return vs. the S&P 500

Universe
Liquid US equities:

Emphasis on mid-to-large cap companies

A blend of growth and dividend paying equities

Cash and equivalents employed for tactical purposes

Critical stock selection factor
Conservative valuation relative to perceived opportunity

FACT SHEET PDF

Young Enterprise Shares

Objective
Superior growth of principal investing in young and entrepreneurial companies

Investor profile
Seeks superior long-term returns with less concern for short-term volatility

Universe
Scientifically driven young companies with proprietary products and/or disruptive technologies

Emphasis on small and micro-cap companies with rapid growth characteristics

Broad definition of growth: revenue, cash flow, earnings and/or intellectual capital

Critical stock selection factor
Sustainability of growth attributes

FACT SHEET PDF